RE: [CANSLIM] Broker Issues

From: "Edward W. Gjertsen II" <ed@macktracks.com>
Subject: RE: [CANSLIM] Broker Issues
Date: Thu, 18 Apr 2002 17:19:46 -0500
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Hi Gene - you can go to http://www.nasdr.com/2100.asp to file a
complaint online.  

Edward W. Gjertsen II, CFP
Vice President
Mack Investment Securities, Inc.
ed@macktracks.com

- -----Original Message-----
From: owner-canslim@lists.xmission.com
[mailto:owner-canslim@lists.xmission.com] On Behalf Of Gene Ricci
Sent: Thursday, April 18, 2002 5:11 PM
To: canslim@lists.xmission.com
Subject: [CANSLIM] Broker Issues

 

Looking for the name of agency that 'oversee' brokers... or better yet
who can one complain to if there is a problem?

 

Thanks,

Gene


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<p class=3DMsoNormal><font size=3D2 color=3Dnavy face=3DArial><span =
style=3D'font-size:
10.0pt;font-family:Arial;color:navy'>Hi Gene &#8211; you can go to <a
href=3D"http://www.nasdr.com/2100.asp">http://www.nasdr.com/2100.asp</a> =
to file
a complaint online.&nbsp; </span></font></p>

<div>

<p style=3D'margin-bottom:12.0pt'><font size=3D2 color=3Dnavy =
face=3D"Times New Roman"><span
style=3D'font-size:10.0pt;color:navy'>Edward W. Gjertsen II, CFP<br>
Vice President<br>
Mack Investment Securities, Inc.<br>
</span></font><font size=3D2 color=3Dnavy><span =
style=3D'font-size:10.0pt;color:navy'>ed@macktracks.com</span></font></p>=


</div>

<p class=3DMsoNormal style=3D'margin-left:.5in'><font size=3D2 =
face=3DTahoma><span
style=3D'font-size:10.0pt;font-family:Tahoma'>-----Original =
Message-----<br>
<b><span style=3D'font-weight:bold'>From:</span></b> =
owner-</span></font><font
 size=3D2 face=3DTahoma><span =
style=3D'font-size:10.0pt;font-family:Tahoma'>canslim@lists.xmission.com<=
/span></font><font
size=3D2 face=3DTahoma><span =
style=3D'font-size:10.0pt;font-family:Tahoma'>
[mailto:owner-</span></font><font size=3D2 face=3DTahoma><span =
style=3D'font-size:
 =
10.0pt;font-family:Tahoma'>canslim@lists.xmission.com</span></font><font
size=3D2 face=3DTahoma><span =
style=3D'font-size:10.0pt;font-family:Tahoma'>] <b><span
style=3D'font-weight:bold'>On Behalf Of </span></b>Gene Ricci<br>
<b><span style=3D'font-weight:bold'>Sent:</span></b> Thursday, April 18, =
2002
5:11 PM<br>
<b><span style=3D'font-weight:bold'>To:</span></b> </span></font><font =
size=3D2
 face=3DTahoma><span =
style=3D'font-size:10.0pt;font-family:Tahoma'>canslim@lists.xmission.com<=
/span></font><font
size=3D2 face=3DTahoma><span =
style=3D'font-size:10.0pt;font-family:Tahoma'><br>
<b><span style=3D'font-weight:bold'>Subject:</span></b> [CANSLIM] Broker =
Issues</span></font></p>

<p class=3DMsoNormal style=3D'margin-left:.5in'><font size=3D3 =
face=3D"Times New Roman"><span
style=3D'font-size:12.0pt'>&nbsp;</span></font></p>

<div>

<p class=3DMsoNormal style=3D'margin-left:.5in'><font size=3D3 =
face=3D"Comic Sans MS"><span
style=3D'font-size:12.0pt;font-family:"Comic Sans MS"'>Looking for the =
name of
agency that 'oversee' brokers... or better yet who can one complain to =
if there
is a problem?</span></font></p>

</div>

<div>

<p class=3DMsoNormal style=3D'margin-left:.5in'><font size=3D3 =
face=3D"Times New Roman"><span
style=3D'font-size:12.0pt'>&nbsp;</span></font></p>

</div>

<div>

<p class=3DMsoNormal style=3D'margin-left:.5in'><font size=3D3 =
face=3D"Comic Sans MS"><span
style=3D'font-size:12.0pt;font-family:"Comic Sans =
MS"'>Thanks,</span></font></p>

</div>

<div>

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face=3D"Comic Sans MS"><span
style=3D'font-size:12.0pt;font-family:"Comic Sans =
MS"'>Gene</span></font></p>

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