Re: [CANSLIM] Mandatory CEO/CFO certifications deadline

From: "Katherine Malm" <kmalm@earthlink.net>
Subject: Re: [CANSLIM] Mandatory CEO/CFO certifications deadline
Date: Wed, 14 Aug 2002 23:19:31 -0500

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Hi Tom,

Not sure where the discrepancies coming from, but Briefing.com was tracking
the progress on this all day. Here is the day's final report:

      20:19 ET   The final 6
     We count only 6 companies that did not appear to make the deadline for
certifying results: RKY, GMST, HUBG, BPOP, PRU, and ZION (USAI, SRP, SON,
and ALK were removed from this list). We would caution against overreacting
to this list, as it is possible that certifications did arrive at the SEC
but did not get filed at this time, or that the companies might have asked
for a 5 day extension.


Note that they were counting only non-bankrupt companies.

Katherine

- ----- Original Message -----
From: "Tom Worley" <stkguru@bellsouth.net>
To: "CANSLIM" <canslim@lists.xmission.com>
Sent: Wednesday, August 14, 2002 11:12 PM
Subject: [CANSLIM] Mandatory CEO/CFO certifications deadline


| The SEC website at http://www.sec.gov/rules/extra/ceocfo.htm makes for
| interesting reading tonight, for what is not there.  While there are about
| 200 companies whose fiscal year means they did not have to report by this
| evening, the website still shows (updated at 10 PM) a lot of big names
that
| were expected to report by now, and haven't.  I am not even thru the "A"s
| yet, and already see Abbot Labs and AOL, among others.
|
| A lot of energy companies still haven't reported, probably the next
industry
| sector to get racked by scandals, restatements, etc. (like it hasn't
| already, but could get worse).
|
| Bank of NY leads off the "B"s, followed by Bristol Myers. Caterpillar (in
| the DOW 30) and Chas Schwab headline the "C"s, along with Coca Cola (also
in
| the DOW). General Dynamics pops up in the "G"s, and has good company with
GM
| (3rd one I saw in the DOW 30, 10% ain't good) and I don't know if I have
the
| stomach to keep reading. Knew I should have stopped, IBM pops up in the
"I"s
| (4 for the DOW), followed by Kellogg, and Metlife. TRW and UPS finally
round
| out the list.
|
| I just hope a lot of these "blue chip", reputable companies just filed too
| late to have it show on the site, but a 10 PM update seems late enough to
| pick up anyone filing by the 5:30 deadline. Any hope the SEC got their
| deadlines wrong? Maybe they "just forgot"?? If the non-filers are punished
| tomorrow for not filing, it looks to be pretty bloody. Anyone trying to
| understand an otherwise inexplicable drop tomorrow in a particular stock
may
| want to check on the filing status. I found that right clicking on the
list
| allowed me to export it to Excel, where I could sort on the deadline and
| next columns, and find the non filers quite easily for review.
|
| In all, 238 companies (including, of course the "no surprise" no shows
like
| Enron and Conseco and Worldcom and Qwest and US Airways) that were
expected
| to file by today still do not show on the SEC list.
|
| Tom Worley
| stkguru@bellsouth.net
| AIM: TexWorley
|
|
|
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