From: "Kelly Short" <kelly.short@tx.us.neoris.com>
Subject: RE: [CANSLIM] Mandatory CEO/CFO certifications deadline
Date: Thu, 15 Aug 2002 08:56:11 -0500
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Katherine,
I notice you reference Briefing.com quite regularly. Which service of =
theirs (Free, Stock, or Professional) do you use, and (let's cut to the =
chase) since I'm cheap would the free service be beneficial in your =
opinion?
Kelly
- -----Original Message-----
From: Katherine Malm [mailto:kmalm@earthlink.net]
Sent: Wednesday, August 14, 2002 11:20 PM
To: canslim@lists.xmission.com
Subject: Re: [CANSLIM] Mandatory CEO/CFO certifications deadline
Hi Tom,
Not sure where the discrepancies coming from, but Briefing.com was =
tracking
the progress on this all day. Here is the day's final report:
20:19 ET The final 6
We count only 6 companies that did not appear to make the deadline =
for
certifying results: RKY, GMST, HUBG, BPOP, PRU, and ZION (USAI, SRP, =
SON,
and ALK were removed from this list). We would caution against =
overreacting
to this list, as it is possible that certifications did arrive at the =
SEC
but did not get filed at this time, or that the companies might have =
asked
for a 5 day extension.
Note that they were counting only non-bankrupt companies.
Katherine
- ----- Original Message -----
From: "Tom Worley" <stkguru@bellsouth.net>
To: "CANSLIM" <canslim@lists.xmission.com>
Sent: Wednesday, August 14, 2002 11:12 PM
Subject: [CANSLIM] Mandatory CEO/CFO certifications deadline
| The SEC website at http://www.sec.gov/rules/extra/ceocfo.htm makes for
| interesting reading tonight, for what is not there. While there are =
about
| 200 companies whose fiscal year means they did not have to report by =
this
| evening, the website still shows (updated at 10 PM) a lot of big names
that
| were expected to report by now, and haven't. I am not even thru the =
"A"s
| yet, and already see Abbot Labs and AOL, among others.
|
| A lot of energy companies still haven't reported, probably the next
industry
| sector to get racked by scandals, restatements, etc. (like it hasn't
| already, but could get worse).
|
| Bank of NY leads off the "B"s, followed by Bristol Myers. Caterpillar =
(in
| the DOW 30) and Chas Schwab headline the "C"s, along with Coca Cola =
(also
in
| the DOW). General Dynamics pops up in the "G"s, and has good company =
with
GM
| (3rd one I saw in the DOW 30, 10% ain't good) and I don't know if I =
have
the
| stomach to keep reading. Knew I should have stopped, IBM pops up in =
the
"I"s
| (4 for the DOW), followed by Kellogg, and Metlife. TRW and UPS finally
round
| out the list.
|
| I just hope a lot of these "blue chip", reputable companies just filed =
too
| late to have it show on the site, but a 10 PM update seems late enough =
to
| pick up anyone filing by the 5:30 deadline. Any hope the SEC got their
| deadlines wrong? Maybe they "just forgot"?? If the non-filers are =
punished
| tomorrow for not filing, it looks to be pretty bloody. Anyone trying =
to
| understand an otherwise inexplicable drop tomorrow in a particular =
stock
may
| want to check on the filing status. I found that right clicking on the
list
| allowed me to export it to Excel, where I could sort on the deadline =
and
| next columns, and find the non filers quite easily for review.
|
| In all, 238 companies (including, of course the "no surprise" no shows
like
| Enron and Conseco and Worldcom and Qwest and US Airways) that were
expected
| to file by today still do not show on the SEC list.
|
| Tom Worley
| stkguru@bellsouth.net
| AIM: TexWorley
|
|
|
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